Susan P. McGuire

Chief Compliance Officer

Susan is our Director of Compliance and she oversees all compliance related concerns including account servicing, and investment operations, and serves as one of the Bay Financial Advisor’s LPL Registered Principals. Prior to joining Bay Financial, Susan was with LPL Financial for eleven years, nine as a Compliance Examiner and two with the Operations Department. She has over 18 years of industry experience, also having worked for Fidelity Investments and Paine Webber Properties. Susan earned her Bachelor of Arts Degree from the University of Massachusetts.